Industries
Operational Support for Financial Services Businesses
Built for financial services.
Financial services firms face different operational demands depending on their activities, business models and regulatory environments. Merchantry provides specialist staffing, independent case checking and compliance consultancy to support defined operational requirements across relevant financial services sectors.
Who we serve
The businesses we support
This is an initial section pending detailed development. The industries below reflect where our services are most relevant.
Mortgage & insurance brokerages
Operational and compliance support for brokerages managing case throughput and regulatory obligations.
Operational administration, case documentation, quality assurance support and relevant compliance-related processes — delivered within an agreed scope.
Directly authorised principals
Staffing and governance support for directly authorised firms operating across jurisdictions.
Governance support, supervision-related administration, defined quality assurance processes and compliance consultancy within an agreed scope. Outsourcing does not remove the principal firm's regulatory responsibilities.
IFAs, financial planners & wealth managers
Paraplanning, case checking, and compliance support for advisory and planning businesses.
Paraplanning, case administration, operational coordination and compliance-related assistance. Merchantry does not provide regulated investment or financial advice.
Accountants & bookkeepers
Specialist back-office resource and independent review for accounting and bookkeeping practices.
Specialist operational support where confirmed. Merchantry does not provide reserved accountancy, audit or tax services without verification.
Fintech firms & professionals
Operations and compliance capacity for fintech businesses operating within regulated environments.
Operational capacity, specialist professional support, process coordination and defined compliance-related consultancy. Merchantry does not hold fintech, payment-services or other regulatory permissions.
Shaped around your business
Support shaped around your business.
Different financial services businesses require different combinations of operational capacity, review processes and compliance-related support. Merchantry begins by understanding the client's business, relevant jurisdiction and the scope of assistance required.
An entire back office through a single partner. Our three core services are distinct and equally important — combined through one accountable partner where appropriate, or available separately by engagement.
Questions & answers
Frequently asked questions about financial services operational support
Your next step
Operating in one of these industries?
Tell us about your business and the operational support you need. We can discuss the scope of available support and the responsibilities involved.
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